Bruce Upham


    Focus: Insurance Strategies, Investment Strategies

    Languages: English

    Bruce joined the Asset Strategies Group of Austin in February 2009. His focus is on investments and long term care. As a Financial Planner he can offer securities and investment advisory services including fee based planning through MML Investors Services, LLC. He also has access to insurance products offered through Massachusetts Mutual Life Insurance Company (MassMutual) and other fine companies.

    In his second decade as a Financial Advisor, Bruce has a long history of working with individuals, families, and business owners to help them define and reach their financial goals.

    In 2017, 2016, 2015, 2014, 2013, and 2012, Bruce was recognized as a Five Star Wealth Manager in Texas Monthly, representing less than 4% of Wealth Managers in Central Texas.* In 2010 and 2012 he qualified for the Million Dollar Roundtable. In 2010, he was recognized by MassMutual at their Leaders Conference for his work in 2009.

    Bruce and his wife Tracie have enjoyed the Hill Country for years and in 2000 moved here with their three sons. They see the area as an ideal place to raise their family and eventually retire. Bruce is active in the community, now serving his seventh term as Mayor of the Village of Bear Creek, a small city just outside of Austin. He is also involved with his church and local speech and debate organizations in Central Texas. FINRA Registrations (approved for TX, NE, CA, and NM) and Education:

    2001 — FINRA Series 66 & 7 Securities Registration; 1999 — Series 63 Securities Registration; 1998 — Series 6 Securities Registration; 1998 — General Insurance Graduation; 1979 — Texas A&M University, Bachelor of Business Administration.

     

     

     

     *To receive this award, you must be researched and managed by Five Star Professional. Award candidates are evaluated against 10 objective eligibility and evaluation criteria such as client retention rates, client assets administered, and a favorable regulatory and compliant history. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The Five Star award is not indicative of the wealth manager's future performance. For more information on the Five Star Wealth manager and the research/selection methodology, go to www.fivestarprofessional.com. Wealth managers may or may not use discretion in their practice and therefore may not manage their clients' assets.

     

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    Asset Strategies Group

    Satellite Office

    7600B N. Capital of Texas Hwy. Ste 340
    Austin, TX 78731

    CRN201907-215008